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#Enforcement / Penalties

7 OctWed

7 OctWed

04:30
SEC: Press Release· 04:30AI Score4646
SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in 'Cherry-Picking' Case
On October 6, 2026, the SEC filed a motion for a consent final judgment against Stephen Kenneth Leech II, former Co-CIO of Western Asset, alleging he operated a multi-year 'cherry-picking' trade allocation scheme from January 2021 to October 2023.
Regulators #Enforcement / Penalties #SEC #Fixed Income
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1 OctThu

1 OctThu

02:30
SEC: Press Release· 02:30AI Score3838
SEC Charges Meyer Global Management and Its CEO with Defrauding Retail Investors in Private Funds Holding Pre-IPO Securities Such as SpaceX
On September 30, 2026, the SEC charged private fund adviser Meyer Global Management LLC (MGM) and its CEO Owen E.H. Meyer with defrauding investors while managing private funds holding pre-IPO securities such as SpaceX.
Regulators #Enforcement / Penalties #SEC
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