The SEC's Division of Examinations released a new edition of the Exam Handbook.

The U.S. Securities and Exchange Commission (SEC) Division of Examinations released the new edition of the SEC Exam Handbook: A Practical Guide on Process and Engagement on October 1, 2026, replacing and expanding the previous examination manual. The handbook provides clear guidance on examination processes nationwide, covering all stages from risk assessment to disposition letters, while offering practical preparation advice and compliance resources for registered entities, aiming to enhance the consistency and predictability of examination processes.