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Curated items for this scope are still being collected. Below are the latest related updates; items meeting the curation criteria will be marked separately.

Latest related updates

Today21 OctWed
  1. News search: CFTC press releases and enforcement10

    Alabama Securities Commission hires CFTC lawyer who led largest state-federal fraud case in history

    The Alabama Securities Commission has hired a lawyer who previously worked at the CFTC and led the largest state-federal joint fraud case in history. The specific effective date of this appointment and the scope of the lawyer's subsequent responsibilities have not yet been disclosed.

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  2. News search: CFTC press releases and enforcement11

    ABC News deep dive: prediction markets race to curb insider trading, says survival is at stake

    ABC News has published an in-depth report stating that prediction markets are in a race to curb insider trading, with their survival at stake. The publicly available content of the report currently only discloses the above core position, without mentioning specific regulatory rules, market participants, enforcement measures, or relevant data details.

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19 OctMon
  1. Federal Register: CFTC rules and notices49

    CFTC Proposes Further Defining the Inclusion Scope of the 'Swap' Definition

    The CFTC released a proposed rule to further define the inclusion scope of the 'swap' definition and clarify the regulatory boundary of event contracts. This proposal does not further define 'security-based swaps', and the CFTC has sought the opinion of the Board of Governors of the Federal Reserve System on this proposal.

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  2. Federal Register: CFTC rules and notices23

    Agency Information Collection Activity: Notice of Intent to Extend OMB Control Number 3038-0093 (Part 40, General Provisions for Registered Entities)

    The CFTC is issuing a notice under the Paperwork Reduction Act (PRA) to seek public comment on the proposed extension of OMB Control Number 3038-0093, which corresponds to information collections under CFTC Regulation Part 40, General Provisions for Registered Entities. The public may submit comments online via Regulations.gov, by mail, or by hand delivery by December 18, 2026, with online submission encouraged. All comments must be submitted in English or accompanied by an English translation. Submissions will be made publicly available directly, so please do not include personal or commercially sensitive information that you do not wish to disclose.

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